‘Be bold and mighty forces will come to your aid’
Goethe
1989-1999: Hired out of UC Santa Barbara by John Hancock Financial Services in Beverly Hills. Licensed for insurance, securities series 7, 63, 65 and earned CFP designation. Worked as top producer, Presidents Club 1994-1998.
1999-2010: Founder and President of Palisades Wealth Management in Brentwood/West Los Angeles. Maintained licensing from above and added Series 24 as licensed principal with independent broker dealer Securities America (subsidiary of Ameriprise) then CapWest Securities. Additionally, licensed as a Registered Investment Advisor, built a successful practice serving accredited investors/families focused on alternative investment such as Reg D Private Placements, Non-Traded REITS, Private Notes and Oil and Gas among others.
2010-2012: Vice President Pacific Charter Investment Bank Newport Beach Ca. Raised money for Private Offerings including oil and gas drilling as well as energy technologies.
2012-Present: In 2012 Steve decided to leverage his 20+ years’ experience working directly with investors as well as opportunities as his entrée into consulting.
Founder Kaizen Oil Corporation: Founder of Kaizen Oil Corporation which has a one of kind license with a $40m seeded proven and proprietary EOR (enhance oil recovery) technology. This technology company was Steve’s first direct consulting client. Please see Kaizen documents for further information.
